Financial Services Expert Witnesses
What is a financial services expert witness?
Financial Services is a broad term covering money and wealth management, banks, credit card companies, insurance companies, accounting firms, stock brokers and investment banking. A financial services expert witness typically has a background and expertise in accounting, economics, banking, securities, and/or as a financial advisor. A financial services expert witness needs to possess the ability to provide expert testimony in a manner such that a judge and jury can understand the evidence. In a high-profile case, or litigation involving a significant financial stake, the lead attorney may request a financial services professional with prior expert witness testimony experience.
What types of cases require a financial services expert witness?
Cahn Litigation Services has completed numerous searches for litigation matters requiring a financial expert witness. Whether the case involves forensic accounting, hedge fund mismanagement, financial reporting, an investment banking dispute, Certified Public Accountant (CPA) duties, economic damages, fiduciary duty, fraud investigations, FINRA arbitration, business valuation, and asset allocation.
What litigation support work might a financial services expert witness be expected to perform?
Litigation support services by a financial services professional could include financial statements review, deposition testimony, economic damages calculations, research and authoring expert reports, providing expert opinions, arbitrations, and/or courtroom testimony. In addition, law firm clients may seek a finance expert or forensic accountant for pre-litigation consulting work.
Cahn Litigation Services has the experience required to turn a search for a financial services expert witness around quickly, providing the right balance of expertise and testimony experience.
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Financial Services Expert Witness - Representative Bios
Please Note: All Cahn Litigation expert witness searches are customized to attorneys' precise specifications and preferences. Attorneys are encouraged to discuss search parameters with a Cahn search specialist.
The below expert witness bios represent a small fraction of those Financial Services experts known by Cahn Litigation Services. These bios are provided to give lawyers a sense of the Financial Services landscape.
Expert Witness #248578
This expert is a Certified Regulatory Compliance Professional and brings many years of securities industry expertise to the table. This expert's career includes serving as Chief Compliance Officer of public and private financial services institutions, managing and directing the AML, compliance, controls and risks of various businesses in the financial services industry and years of sales and management in other retail businesses. This expert held Municipal Principal responsibilities at financial services and supervised options business at financial services institutions as either Senior Registered Option Principal or Compliance Registered Option Principal. This expert served on the FINRA Committee that created the Operations Professional Series 99 and is a frequent panelist and facilitator at industry conferences and regional and national meetings. This expert is well-prepared to serve as an expert witness for financial services institutions from testifying as the company representative for three financial services institutions in 15 arbitrations. To remain prepared for paid board service this expert is trained in SOX requirements.
Start Financial Services Expert SearchExpert Witness #251896
This expert began a career as an internal auditor with a National Bank. This expert helped community financial institutions as internal auditor, controller and chief financial officer. As a consultant this expert has assisted community financial institutions with investment management, asset liability management, investment banking, compliance issues, internal audit, deposit and loan operations, company policies and general accepted accounting principles. This expert has assisted in a capital raise for de-novo financial institutions. This expert has spent many years in the financial institution, and mortgage industries. This expert understands, first hand, the impact of changes that have occurred in these industries and most importantly, how these changes impact customers; especially business owners' ability to obtain capital and loans that they need to operate and grow their companies. That's why a large part of this expert's practice is devoted to helping consult with community financial institutions, including non-bank, as these changes affect them.
Start Financial Services Expert SearchExpert Witness #253889
This expert is a founding member of an independent business advisory and transaction services consultancy. This expert specializes in serving as a consultant or expert in the fields of forensic accounting, economic damages analysis in commercial disputes, business valuation and fraud investigation and detection. This expert also serves as a financial advisor to debtors, bank groups and creditor committees in corporate bankruptcy and restructuring matters. This expert has provided litigation consulting services in hundreds of large and complex commercial disputes and corporate reorganization matters. This expert regularly performs fact finding and discovery assistance, lost profit calculations, business valuations, lost earnings and wages computations, market studies, and other financial analyses. This expert has served as an expert and consultant in the quantification of economic damages in matters ranging from contract claims to business interruption claims, construction and government contracting claims, intellectual property matters, accounting malpractice, stockholder and post-acquisition disputes, antitrust matters, and personal injury claims. As a Certified Fraud Examiner, this expert leads engagements in the investigation, detection and quantification of financial reporting fraud and asset misappropriations. This expert is the co-developer and author of a case study on fraudulent financial reporting published by the American Institute of Certified Public Accountants for distribution to academic institutions. This expert also has expertise in complex data analysis and financial modeling.
Start Financial Services Expert SearchExpert Witness #253891
This expert serves as a director of an independent business advisory and transaction services consultancy. This expert is a Certified Public Accountant (CPA), a Certified Valuation Analyst (CVA), Accredited in Business Valuations (ABV), and Certified in Financial Forensics (CFF) and has expertise in tax, accounting, litigation support, business valuation, complex data analysis, financial modeling and has developed various financial modeling tools. This expert has been involved in a wide range of litigation consulting services, providing expertise in the quantification of economic damages in matters ranging from patent and trademark infringement, misappropriation of trade secrets, shareholder disputes, business interruption claims, professional malpractice, and contract claims. In connection with these services, this expert regularly performs fact finding and discovery assistance, lost profit calculations, reasonable royalty rate calculations, business valuations, lost earnings and wages computations, and other financial analyses. This expert's business valuation experience includes valuations for business disputes, shareholder agreements, mergers and acquisitions, divorce, and prenuptial agreement purposes. The valuations have encompassed non-marketable, controlling and minority interests in corporations, partnerships, and limited liability companies. This expert brings to the table many years of accounting experience including supervising, reviewing and preparing financial reports, budgets, forecasts, projections, and business plans. This expert has been a speaker at professional conferences on topics including intellectual property damages and business valuations. This expert has been on the MACPA's planning committee for the Litigation and Business Valuation Annual Conference, and the Litigation Mock Trial, and the Fraud Issues Conference. This expert has also volunteered as an expert witness in the Institute for Continuing Legal Education's Deposition Skills Workshop.
Start Financial Services Expert SearchExpert Witness #250138
Founder and President of an independent financial technologies consultancy, this expert has designed and managed major management consulting and technology projects for 58 major domestic and foreign banks and Wall Street firms, including the design, purchase, and installation of more than $2.4 billion worth of telecommunications, computer technology, software and specialized hardware. This expert works with the entire spectrum of modern financial services technology, including trading telecommunications and computers, LAN/WAN design, communications cabling, wireless communications, front and back office financial processing systems, security software and devices, and special hardware and software projects of all types. This expert serves as an Expert Witness in telecom and computer matters in state and federal courts, and also does General Management Consulting Engagements, Market Research and Strategic Planning. This expert has both courtroom and deposition experience. A respected designer of original computer hardware and software for the financial services industry, this expert is the inventor of a Wireless Integrated Trading System, a 20Mb/s bandwidth infrared system used for trading room disaster recovery; an electronic office access system, installed in major office buildings nationwide; and a microprocessor system for measuring productivity in 'moving line' situations, installed at shuttle operations at a major airport and various bank branches. This expert completed the systems design and programming of an online foreign exchange trading system for a hedge fund. This expert studied Computer Science, Business Administration, and Electronics Engineering. This expert writes for technical media, and is the author of several books on banking, computers and telecommunications, as well as many articles in the financial press. This expert is a Member of IEEE, AIIE, ASM, and EFTA.
Start Financial Services Expert SearchExpert Witness #253873
This expert is a founding member of an independent business advisory and transaction services consultancy. This expert brings to the table many years of valuation, financial analysis and litigation support experience, specializing as a consultant and expert in the fields of forensic accounting, economic damages analysis in commercial disputes, business valuation and automotive industry issues. This expert also has served as financial advisor to bank groups and creditor committees in connection with financial restructuring. Prior to founding the firm, this expert was the partner in charge of the Financial & Economic Consulting practices of a large accounting firm. This expert also served as an associate, manager and partner in the firm's assurance and corporate finance practices. This expert has served as a financial expert in well over two hundred engagements involving testimony in deposition, trial and alternative dispute resolution settings as an expert in auditing and accounting, commercial economics, financial and operational analysis, fraud investigation, determination of economic damages and business valuation. This expert has also participated in hundreds of additional commercial dispute engagements in a consulting role, a mediation role or where resolution of the matter was achieved without expert testimony. Matters addressed in these engagements include:
- Contract and business tort claims for lost profits and other damages- Stockholder disputes and post-acquisition disputes- Financial reporting fraud and asset misappropriation- Securities law enforcement actions- Construction and government contracting claims- Intellectual property disputes- Class action damage claims- Professional malpractice claims- Business interruption claimsThis expert has served as a sole arbitrator, court-appointed expert and arbitration panelist in matters involving commercial disputes, post-acquisition disputes and stockholder valuation disputes. This expert has been a course instructor, seminar leader and speaker at numerous professional conferences and continuing education programs on topics including auditing and accounting, litigation consulting, accounting theory and practice and forensic accounting and has been involved in the MICPA Litigation Consulting and Business Valuation Committee and the MICPA Fraud Issues Task Force.
Start Financial Services Expert SearchExpert Witness #263905
This expert serves as Senior Manager and leads the Forensic Investigation group of a highly successful, International consultancy. This expert brings to the table many years of experience, with expertise in economic damage analysis and quantification, and other financial issues, including damage quantifications and analyses, fraud and forensic accounting investigations, forensic accounting analyses, and ethics and compliance reviews. This expert’s case experience encompasses a broad array of industries including automotive, aviation, biotechnology, cellular, chemicals, consumer products, energy, financial securities, healthcare, HVAC, information technology, internet, medical products, military, network security, online learning, optical, pharmaceuticals, semiconductors, sporting goods, supercomputers, and telecommunications.
This expert previously spent years with an Internal Audit Investigations team at a Fortune 500 manufacturing company, handling damage calculations and recoveries from fraudulent billing schemes, employee misconduct investigations, and highly sensitive senior/executive level employee investigations. This expert’s prior experience also includes positions at large international companies in the life sciences and financial services sectors, providing internal investigation, internal audit, and financial reporting control services. This expert’s experience includes discovery, deposition and trial assistance, calculation of economic damages, forensic accounting analyses in litigation and non-litigation matters, as well as other dispute forums, and advising clients related to internal fraud preventative and detective controls.
Start Financial Services Expert SearchExpert Witness #257455
This expert has many years' experience in bank operations, consulting, and expert witness testimony. This expert specializes in the areas of bank payment operations, check/image clearing and settlement, teller and ATM deposit processing, float, ACH and electronic payment processing, and correspondent banking. This expert is experienced as an expert at trial, in depositions, and in reports prepared for the court. This expert brings a unique combination of hands-on management and consulting experience with the ability to condense complex financial procedures into clear, understandable terms for the court and the jury. In addition, this expert's contacts and access to management at key financial institutions keep this expert up-to-date on procedures, products, technology, and regulation. This expert began an expert witness career years ago, representing a major financial institution in a multi-million dollar lawsuit involving posting procedure, kiting, check processing, and float management. Since the successful outcome of that suit this expert has continued to accept cases, along with occupations as a consultant and as a financial services company employee.
This expert began a banking career in trainee positions with a Federal Reserve Bank and as a financial analyst with a depository trust company. This expert's banking operations management positions included coordinating check clearing services, designing float reports, and reducing non-earning assets. As a Senior Principal, a bank payment, consulting and technology provider, this expert provided project management expertise and consulting to a client base composed primarily of the top 25 banking institutions in the US. This expert's specific areas of expertise addressed market segmentation, deposit product design and analysis, electronic payments, revenue enhancement, and check/ACH/image processing.
This expert was editor and author of a bi-monthly, national newsletter for bank operations, check processing, and ACH professionals. This expert conducted research on trends in bank operations, cash management, and fraud detection and control.
This expert has been active in industry forums, conducting presentations for the Bank Administration Institute (BAI), Association of Financial Professionals, and The Association for Work Process Improvement. This expert has designed and facilitated national seminars on payment issues and has fostered thought leadership through white paper publications on Regulation CC, ACH Processing, and Correspondent Banking.
Start Financial Services Expert SearchExpert Witness #260593
This expert brings to the table many years of transactional, public and private commercial and real estate finance, legal and bank consulting experience. This expert currently provides a range of financial services to financial institutions, borrowers and domestic and foreign private and institutional investors in connection with risk management, structuring, placing and conducting due diligence in commercial and real estate financing transactions. This expert serves as an expert witness and provides litigation support in cases involving contract disputes and complex public and commercial finance matters involving legal malpractice, credit facilities and debtor and creditor rights.
Based upon experience representing banks, finance companies, borrowers, purchasers and sellers and public entities in conventional and innovative financings, this expert provides select litigation support and expert services in contract disputes, commercial and residential real estate, lender liability, legal malpractice, public finance, complex lending and credit facilities, and financial fraud cases. This expert's experience spans many years of due diligence, structuring, closing and restructuring public and commercial financial transactions on behalf of lenders; county, state and federal authorities and issuers; underwriters; finance companies; private equity and hedge fund investors; and borrowers.
This expert has provided legal, advisory and consulting services to companies, financial institutions, state banking regulators and the federal government in emerging credit risk management techniques, developing "best practice" underwriting and due diligence guidelines and oversight procedures, bank mergers and acquisitions, special assets and work-outs, and developing regulatory compliant commercial lending policies, processes and procedures to meet financial crisis concerns and emerging laws and regulations.
This expert has served as an expert in cases involving lender liability, legal malpractice, mergers and acquisitions, complex public and commercial lending and leasing transactions, Whole Bank Acquisitions and Shared-Loss matters, fraud and gross negligence, creditor's rights, bankruptcy, and other matters requiring niche lending and contract expertise. Three of these cases were nationally recognized and several were cases of first impression.
This expert has also acted as an interim executive of several companies involved in turn-arounds including a real estate development company. This expert has assisted a number of companies financing efforts offshore and domestically including the capital raising efforts of approved EB5 Regional centers.
This expert has practiced law for many years for a number of law firms.
This expert has been a member of the National Association of Industrial and Office Parks, Turn Around Management Association, Association of Commercial Finance Attorneys, NAIOP Commercial Real Estate Development Association, Commercial Finance Association, Association of Corporate Growth, Risk Management Association, a State Bankers Association, and a Development Counsel.
This expert has lectured and taught on a variety of topics, including lender liability; cross-border transactions; Sarbanes Oxley/FASB; Equipment Leasing; Factoring; Asset Based Lending; Ship Mortgages and finance; real estate development, special assets and creditors' rights; commercial loan documentation; and credit risk management in commercial loan portfolios and shared-loss compliance.
Start Financial Services Expert SearchExpert Witness #211495
This financial industry software expert holds a PhD and has extensive experience managing data used in the financial services industry, including a deep understanding of how financial services companies use data. This expertise includes developing and teaching graduate-level finance courses, founding an enterprise software company that provided software to professional services firms and financial organizations, and working as an expert in numerous software-related matters, including trade secret, contract dispute, and patent cases involving the financial services industry.
This expert understands data sources, the use of APIs and earlier tools, and the use of data in fixed income, futures, swaps, and options. This expert has worked with data licensing, including licensing financial market data from third parties, and has also been involved in building or managing security master databases.
Prior work has included developing and teaching courses related to the financial services industry in a graduate finance program at a well-regarded university and in professional financial certification programs. This expert also co-developed and taught a financial technology course through a prominent technology forum.
This expert has served as a consultant and expert witness in several matters involving the use of financial data by financial services companies. This work has included trade secret matters involving mortgage-backed securities trading, related systems, data flows, market activities, and software used in fixed-income trading, including databases sourced for use with the software.
This expert has also analyzed matters involving the use of financial data and related analytical tools by large financial services firms.
This expert has conducted research and published a peer-reviewed article regarding how a leading financial services company reengineered data flows and software systems to provide faster and better services to traders and other personnel.
Start Financial Services Expert SearchExpert Witness #217251
This international banking and finance expert is a senior leader at a multinational economic consulting firm, with deep expertise in financial economics, strong quantitative skills, and extensive marketplace experience as a trader in fixed-income, foreign exchange, derivative instruments, and structured finance products.
This expert has provided economic consulting services in areas including credit and fixed income, foreign exchange, commodities, derivative instruments, complex financial and tax structures, hedge funds, real estate, financial crises, and market liquidity.
This expert has led internal investigations on behalf of major financial institutions in the areas of fixed income, commodities, foreign exchange, and structured finance.
This expert is an experienced expert witness and litigation consultant.
Start Financial Services Expert SearchExpert Witness #217890
This banking expert has over 40 years of experience in management at banks, savings and loans, credit companies, mortgage banking companies, and a governmental financial institution regulatory agency. This expert offers nationwide bank consulting and expert witness services across banking and finance areas, including lending, deposit, wire transfer, and operations issues, and has worked on several wire transfer matters.
This expert previously spent over 20 years as an executive in financial services for several national banks. This expert has written hundreds of reports, testified nationwide nearly 200 times, and worked on over 700 cases.
Start Financial Services Expert SearchExpert Witness #261322
This finance expert holds a Ph.D. in Financial Economics and an M.B.A. in Finance, both from a prestigious university, and has over 30 years of experience in financial markets. This expert has held senior valuation, litigation consulting, and academic roles, including managing director roles at well-regarded consulting and professional-services firms, a principal role overseeing valuation and litigation support services for a regional accounting firm, and a professorship at a prestigious business school.
This expert has experience providing economic support for hedge fund valuation and hedge fund member interest valuation, and has served as an expert witness and litigation consultant.
Start Financial Services Expert SearchExpert Witness #268382
This code review expert has over 35 years of experience working with loyalty programs across financial services, airline, hotel, car rental, hospitality, and retail contexts. This expert held senior marketing and technology roles at major financial services, consulting, loyalty marketing, and airline-affiliated loyalty services organizations, including work introducing, establishing, creating, launching, building, and operating loyalty programs across multiple industries.
This expert's case experience includes testimony concerning internet loyalty program software, including explaining loyalty programs and loyalty fulfillment to the U.S. District Court for the District of Delaware. This expert has also prepared expert reports and provided deposition testimony explaining loyalty program issues before the Patent Trial and Appeal Board, including issues involving screen scraping, loyalty reward pricing displays, and related economic considerations.
This expert is an experienced expert witness and litigation consultant.
Start Financial Services Expert SearchExpert Witness #282740
This financial services expert has over 30 years of experience in the financial services industry, with a brief hiatus while completing a law degree at well-regarded universities. Over the course of this expert's career, including over 25 years in the financial services industry, this expert has acquired broad knowledge and experience from both business operations and legal/compliance perspectives. This expert has held various roles with member firms in compliance, operations, and corporate finance.
This expert is particularly experienced in matters involving the review of complex trading strategies to ensure suitability requirements and customer protection. This expert has also supported small and mid-sized companies, including assisting with capital-raising efforts and other business consulting services. This expert's advice has centered, in part, on regulatory guidance, business plan development, and financial modeling.
This expert has experience with private placement memoranda, Series A investments, investor decks, and marketing materials, including hands-on experience with these investments as a CCO and experience addressing these topics as an expert witness.
This expert is an experienced expert witness and litigation consultant.
Start Financial Services Expert SearchExpert Witness #282760
This FINRA/broker compliance expert has over 30 years of experience in securities and financial services at the financial advisor, supervisory, and managing principal levels. This expert has also passed FINRA registration examinations for Series 6, 63, 65, 7, 26, and 24, as well as state licensing examinations for Life Insurance, Disability Insurance, Health Insurance, Long Term Care Insurance, Variable Life Insurance, and Variable Annuities. This expert has significant management experience with recruiting and hiring financial advisors and handling financial advisor resignations.
This expert is an experienced expert witness and litigation consultant, having been engaged as an expert in over 100 cases.
Start Financial Services Expert SearchExpert Witness #295639
This financial services industry expert has worked extensively in management, trading, research, and technology.
This expert led a corporate trust business that applied for and obtained CUSIPs for securities issued on behalf of clients, served as lead developer on numerous automated trading and risk management systems for large financial institutions that involved integration with security masters, and led efforts to clean and reengineer a major Wall Street security master.
This expert also led numerous post-merger integration and back-office reengineering projects involving significant work with security masters, developed internal security ID protocols for a number of large financial institutions, and was among the early developers of automated trading systems using real-time market data.
This expert served in a senior fixed income research role requiring substantial use of market data, provided consulting services to numerous market data vendors, and has been engaged to produce an academic textbook regarding the operations of global financial institutions.
This expert also has significant testifying experience.
Start Financial Services Expert SearchExpert Witness #295696
This financial services industry expert is a practice leader in technology and co-leads a financial services and markets practice. Prior to expert work, this expert spent over 15 years on Wall Street as a trader, analyst, and manager of financial software systems development. This expert has served as head of operations and IT for a multibillion-dollar structured finance hedge fund platform, where this expert managed software engineers, financial market quants, and other technical specialists. This expert has managed the development of a commercial software platform for CDO and CLO valuation and surveillance and developed intra-day risk management software for an equity derivatives trading desk.
Over the last 15 years, this expert has been retained numerous times as a testifying expert in Federal court, State court, and arbitration proceedings. This expert has testified in matters involving alleged theft of trade secrets from quantitative trading hedge funds, including allegations involving algorithms, data, and systems. Other related matters have involved trade secrets concerning custom energy trading software platforms and databases, as well as partnership disputes involving alternative cryptocurrency services.
This expert has experience as an Expert Witness and Litigation Expert.
Start Financial Services Expert SearchExpert Witness #298283
This financial industry software expert has decades of experience managing data in financial services organizations and has handled instrument types ranging from exchange-traded equities to OTC derivatives. This expert has been involved in building security master databases at major financial institutions and during a major financial institution merger.
Start Financial Services Expert SearchExpert Witness #299483
This financial fraud expert has over 30 years of experience in complex business financial and accounting roles, including over 25 years as a consultant providing forensic accounting, financial recovery, and compliance services.
This expert has worked on numerous litigation and investigation matters, serving as a forensic accounting investigator, testifying expert, and support resource for investigative and expert teams.
This expert has served as a testifying expert in an accounts receivable factoring dispute and has participated in investigations involving financial misrepresentations and embezzlement.
Start Financial Services Expert SearchExpert Witness #301883
This economist expert holds a Ph.D. and is a court-certified expert specializing in business valuation, valuation methodologies, antitrust, class-action damages, trademark infringement, lost profits, and disgorgement. This expert has authored over 15 expert reports, given a number of depositions, and provided testimony in trial and hearing settings.
This expert holds a Ph.D. and M.A. in Quantitative Economics from a university and a B.A. in Economics and Finance from a liberal arts college. Academic experience includes teaching corporate finance, investments, financial statement analysis, and econometrics at several universities. Prior roles include investment banking at a financial-services firm, where this expert conducted valuations, due diligence, and financial analysis for acquisitions and offerings in the financial-services sector. This expert has presented at national conferences, served on policy panels, and remains active in professional and public-facing economic work.
This expert's expert-witness work spans antitrust damages, trademark and false-advertising disputes, DCF valuations, and complex economic modeling. Analyses have been admitted in multiple federal and state cases, including significant antitrust matters and major valuation and breach-of-contract disputes. This expert has also provided influential public-policy research, including financial and rate-impact modeling for a public utility.
Start Financial Services Expert Search