Securities Fraud Expert Witnesses
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Securities Fraud Expert Witness - Representative Bios
Please Note: All Cahn Litigation expert witness searches are customized to attorneys' precise specifications and preferences. Attorneys are encouraged to discuss search parameters with a Cahn search specialist.
The below expert witness bios represent a small fraction of those Securities Fraud experts known by Cahn Litigation Services. These bios are provided to give lawyers a sense of the Securities Fraud landscape.
Expert Witness #257722
This expert is a former Assistant Regional Director of the Enforcement Division of the US Securities and Exchange Commission and investigated and litigated sales practice fraud, insider trading, accounting fraud, the sale of unregistered securities and other violations of the federal securities laws. This expert is an attorney and principal consultant and expert witness for a firm handling SEC, FINRA, Commodity Futures Commission and National Futures exchange matters. This expert represents public and private corporate clients and has served as an expert witness in Federal and State court in matters of securities regulation, securities arbitrations and bankruptcies. This expert is well-published and frequently contributes to the media on these topics.
Start Securities Fraud Expert SearchExpert Witness #262128
This expert specializes in derivatives, structured finance/securitization, finance and securities matters. This expert's experience includes asset-backed securities (ABS) of various types, collateralized loan obligations (CLOs), mortgage-backed securities (MBS), collateralized debt obligations (CDOs), credit default swaps (CDS), interest rate swaps, credit-linked notes (CLNs), repurchase ("repo") agreements and securities fraud.
As a transactional attorney this expert has been an Associate, Special Counsel or Partner at several of the leading transactional law firms in the United States. As an expert witness and/or consultant, this expert has worked with many of the leading litigation firms, and leading litigation departments of full-service firms, in the country.
This expert has drafted, reviewed and negotiated 100s of interest rate swap agreements. At one time this expert was the main swaps attorney for a firm, which at the time was the leading swaps dealer in the world. As legal representative to the International Swaps and Derivatives Association (ISDA) this expert was heavily involved in the drafting and negotiation of the Master Agreement forms that are still used throughout the swaps industry. This expert has served as an expert witness and consultant in a number of cases involving interest rate swaps.
This expert is often called upon to participate in or moderate various seminars.
This expert served as Chairman of the Structured Finance Committee of a State Bar Association. This expert is listed on American Arbitration Association's roster of arbitrators.
Start Securities Fraud Expert SearchExpert Witness #253873
This expert is a founding member of an independent business advisory and transaction services consultancy. This expert brings to the table many years of valuation, financial analysis and litigation support experience, specializing as a consultant and expert in the fields of forensic accounting, economic damages analysis in commercial disputes, business valuation and automotive industry issues. This expert also has served as financial advisor to bank groups and creditor committees in connection with financial restructuring. Prior to founding the firm, this expert was the partner in charge of the Financial & Economic Consulting practices of a large accounting firm. This expert also served as an associate, manager and partner in the firm's assurance and corporate finance practices. This expert has served as a financial expert in well over two hundred engagements involving testimony in deposition, trial and alternative dispute resolution settings as an expert in auditing and accounting, commercial economics, financial and operational analysis, fraud investigation, determination of economic damages and business valuation. This expert has also participated in hundreds of additional commercial dispute engagements in a consulting role, a mediation role or where resolution of the matter was achieved without expert testimony. Matters addressed in these engagements include:
- Contract and business tort claims for lost profits and other damages- Stockholder disputes and post-acquisition disputes- Financial reporting fraud and asset misappropriation- Securities law enforcement actions- Construction and government contracting claims- Intellectual property disputes- Class action damage claims- Professional malpractice claims- Business interruption claimsThis expert has served as a sole arbitrator, court-appointed expert and arbitration panelist in matters involving commercial disputes, post-acquisition disputes and stockholder valuation disputes. This expert has been a course instructor, seminar leader and speaker at numerous professional conferences and continuing education programs on topics including auditing and accounting, litigation consulting, accounting theory and practice and forensic accounting and has been involved in the MICPA Litigation Consulting and Business Valuation Committee and the MICPA Fraud Issues Task Force.
Start Securities Fraud Expert SearchExpert Witness #262335
This insider trading expert holds a JD and is a regulatory attorney and expert witness with experience investigating and litigating insider trading, market manipulation, and complex financial fraud. This expert previously served in a senior trial attorney role with a federal commodities regulator, leading enforcement actions involving securities and derivatives violations, often working alongside federal prosecutors and law enforcement.
This expert has provided expert analysis and testimony in regulatory and civil matters, including those involving SEC compliance and suspicious trading activity. The work routinely involves reviewing trading statements to assess the timing, profitability, and patterns of trades for evidence of material nonpublic information misuse, and this expert is experienced in presenting technical trading and compliance issues clearly and persuasively to judges and juries.
This expert is an experienced expert witness and consultant.
Start Securities Fraud Expert SearchExpert Witness #271582
This forensic accounting and business valuation expert is a CPA, CFF, and CGMA, and serves as a managing partner at a professional services firm. This expert has over 30 years of experience, including experience as an auditor and CFO in high technology, before becoming a specialist in forensic accounting and litigation support.
This expert has testified as an expert witness in federal and state courts and has assisted attorneys primarily in matters involving complex commercial damages, corporate internal investigations, funds tracing, fraud and alter ego analyses, and securities litigation.
This expert is a member of a prominent national accounting association, has chaired a fraud prevention and detection division within a state CPA society's forensic and valuation services section, is active in legal and accounting associations, and sits on the boards of various nonprofit organizations.
This expert has a Master's degree in accounting from a well-regarded university accounting school.
Start Securities Fraud Expert SearchExpert Witness #271582
This forensic accounting and business valuation expert is a CPA, CFF, and CGMA, and serves as a managing partner at a professional services firm. This expert has over 30 years of experience, including experience as an auditor and CFO in high technology, before becoming a specialist in forensic accounting and litigation support.
This expert has testified as an expert witness in federal and state courts and has assisted attorneys primarily in matters involving complex commercial damages, corporate internal investigations, funds tracing, fraud and alter ego analyses, and securities litigation.
This expert is a member of a prominent national accounting association, has chaired a fraud prevention and detection division within a state CPA society's forensic and valuation services section, is active in legal and accounting associations, and sits on the boards of various nonprofit organizations.
This expert has a Master's degree in accounting from a well-regarded university accounting school.
Start Securities Fraud Expert SearchExpert Witness #281442
This insider trading expert holds a JD, chairs a government investigations and securities enforcement practice at a law firm, and has conducted internal investigations for over 15 years. This expert is a former financial-crimes prosecutor with a federal securities enforcement division and regularly practices before federal securities regulators, federal fraud prosecutors, United States Attorneys' Offices, self-regulatory organizations, state securities regulators, and public company accounting oversight bodies.
This expert has been retained as an expert witness in high-stakes litigation and frequently appears in national and local print and broadcast media to comment on white collar, securities, and governance issues.
Start Securities Fraud Expert SearchExpert Witness #288108
This securities/SEC expert is an attorney who, prior to consulting work, served as a senior legal executive and assistant general counsel to a major retail brokerage firm, overseeing litigation and regulatory matters affecting the firm. This expert managed securities litigation and arbitration matters before moving into a senior regulatory counsel role. In that capacity, this expert handled high-profile regulatory matters involving mutual fund breakpoints, mutual fund market timing, inactive fee-based accounts, and closed-end funds, and also served as senior regulatory counsel to an investment advisory line of business.
This expert began a legal career as a Staff Attorney at the U.S. Securities and Exchange Commission in the Division of Corporation Finance, and later worked as a corporate and securities associate in the office of a well-regarded law firm. This expert became involved in mortgage-backed securities, commodity-based hedge funds, and corporate governance issues. This expert returned to the SEC in the Division of Enforcement, working on matters involving complex financial fraud, insider trading, broker-dealer issues, and revenue recognition. This expert also served as a senior legal officer, corporate secretary, and member of the senior management team of a bank-affiliated brokerage firm.
Start Securities Fraud Expert SearchExpert Witness #296458
This financial due diligence/regulatory compliance expert is a former investment banker, transactional attorney, and hedge fund counsel/compliance officer whose work focuses on matters at the intersection of litigation, regulation, transactions, and capital markets.
This expert manages multidisciplinary professional teams in matters involving internal fraud and compliance investigations, corporate governance, and fiduciary duty issues, and frequently supports independent compliance monitors under U.S. Department of Justice and U.S. Securities and Exchange Commission appointments. This expert also advises companies and provides expert testimony on financing, securities, and M&A transactional disputes.
This expert has conducted numerous internal investigations arising from federal investigations, shareholder allegations, and other circumstances. Substantial experience also includes risk management, operations, compliance issues, and dispute resolution involving private equity and hedge funds.
This expert provides expert testimony on fiduciary duty and corporate governance issues arising in transactional disputes, shareholder derivative suits, other civil litigation, and criminal prosecutions. This expert has supported numerous independent compliance monitors under appointment by the U.S. Department of Justice and U.S. Securities and Exchange Commission.
This expert previously held senior roles at major advisory and consulting firms and served as a senior executive at an advisory services firm specializing in corporate monitoring, internal investigations, and litigation and regulatory consulting. This expert also served as counsel and Chief Compliance Officer for a registered hedge fund manager with substantial assets under management, was a charter member of an investor advisory group of a public company accounting oversight body, and has taught corporation law at a well-regarded law school.
Start Securities Fraud Expert SearchExpert Witness #296529
This IRS audit/tax controversy expert has over 25 years of experience as an IRS Special Agent and Supervisory Special Agent and over 40 years of experience as a Certified Public Accountant.
This expert is a former Special Agent and Supervisory Special Agent with IRS Criminal Investigation and has broad experience in forensic accounting, investigative services, and dispute services, including operating an independent practice. This expert is experienced in asset forfeiture and asset tracing, including recovery-related work, and has performed international investigations involving Mutual Legal Assistance Treaties (MLATs), provisional arrest warrants, and overseas depositions.
This expert's expertise includes fraud, money laundering, asset forfeiture, and investigations. This expert is experienced in asset tracing, due diligence, insolvency opinions, investigation and testimony regarding piercing the corporate veil, bankruptcy-related investigations, state and federal tax controversy, tax opinions, white-collar defense, internal investigations, diversion schemes, damages and loss analysis, complex corporate class action disputes, and partner, shareholder, and family disputes.
This expert is a Certified Fraud Examiner and licensed private detective in Illinois. This expert is a member of professional accounting, fraud examination, federal criminal investigation, and former IRS special agent associations.
This expert has testified in federal and state court, arbitration, and deposition. This expert provides expert opinions and fact-based reports in high-value disputed matters. This expert's investigative experience includes corporate fraud; criminal tax; failed banks and savings and loans; bankruptcy, securities, foreign exchange, and mortgage fraud; Ponzi schemes; inflated billing schemes; sophisticated pension fraud schemes; healthcare fraud; identity theft; illegal immigration employment schemes; false claims; public corruption and bribery; investigations involving organized crime; and international and local drug conspiracies.
Start Securities Fraud Expert Search