Corporate Governance Expert Witnesses

This expert is a Professor and also serves as Director, Information & Technology Management academic programs. This expert publishes extensively, speaks at conferences globally, and teaches. This expert is involved in both academic and practitioner organizations relating to information systems, IT services management, and organization management. This expert serves on several editorial boards, and is on program and planning committees for conferences. This expert's research interests are innovative uses of IT in organizations, IT service management, IT for developing countries, IT-related privacy, and emerging technologies.

This expert worked in industry for many years before getting a PhD. Positions included:

This expert has served as an expert for litigation.

This expert is a Certified Regulatory Compliance Professional and brings many years of securities industry expertise to the table. This expert's career includes serving as Chief Compliance Officer of public and private financial services institutions, managing and directing the AML, compliance, controls and risks of various businesses in the financial services industry and years of sales and management in other retail businesses. This expert held Municipal Principal responsibilities at financial services and supervised options business at financial services institutions as either Senior Registered Option Principal or Compliance Registered Option Principal. This expert served on the FINRA Committee that created the Operations Professional Series 99 and is a frequent panelist and facilitator at industry conferences and regional and national meetings. This expert is well-prepared to serve as an expert witness for financial services institutions from testifying as the company representative for three financial services institutions in 15 arbitrations. To remain prepared for paid board service this expert is trained in SOX requirements.